The Safety Standard

Sentry Road's Blog to Keep you Safe & Compliant

Common Compliance Pitfalls and How to Avoid Them

Posted by Kendall Arnold on Jul 22, 2025 10:00:00 AM

In highly regulated industries, compliance is more than a box to check—it’s a key driver of safety, reputation, and operational success. Yet even well-intentioned organizations fall into the same traps, leading to OSHA citations, DOT penalties, and unnecessary risks.

The good news? Most compliance pitfalls are preventable with the right systems and training. Below, we’ll cover some of the most common compliance mistakes, why they happen, and how you can avoid them.


1. Outdated or Missing Written Programs

One of the most cited OSHA violations involves missing or outdated safety programs. For example, Hazard Communication and Bloodborne Pathogen plans are required under federal regulations, yet many companies either don’t have them or fail to review them annually.

Employers must maintain:

  • A current written plan

  • Updated Safety Data Sheets (SDS)

  • Proper labeling and employee training

Failing to keep these updated can result in significant fines. OSHA provides detailed requirements on its Hazard Communication Standard page.

Tip: Audit your written programs at least once a year, and anytime processes or chemicals change.


2. Poor Recordkeeping Practices

Accurate records aren’t optional—they’re mandatory. OSHA requires organizations to maintain Form 300, 300A, and 301 logs for workplace injuries, while the DOT has its own requirements for driver qualification files and hours-of-service documentation.

Common errors include:

  • Forgetting to record certain incidents

  • Misclassifying injuries

  • Incomplete or missing training records

You can learn more about OSHA recordkeeping rules here.

Tip: Use a digital system to log incidents and training. Make sure each employee signs off on completed sessions to avoid disputes during an audit.


3. PPE Provided—But Not Enforced

Personal Protective Equipment (PPE) is only effective if it’s worn consistently and correctly. OSHA citations often occur because employers assume providing PPE is enough—but without training and enforcement, compliance slips.

Examples of common issues include:

  • Using the wrong type of gloves for chemical handling

  • Not conducting respirator fit tests

  • Employees removing PPE during high-risk tasks

For more details on PPE requirements, visit OSHA’s PPE resource page.

Tip: Incorporate PPE checks into your daily safety meetings and conduct quarterly audits.


4. DOT Compliance Failures

DOT compliance has its own set of challenges. From Hours-of-Service (HOS) violations to incomplete Driver Qualification Files, carriers frequently miss critical requirements.

Some of the most common issues include:

  • Inaccurate or incomplete logbooks

  • Missing medical certificates or expired CDL copies

  • Misunderstanding personal conveyance rules

Check out the FMCSA Hours-of-Service rules for details.

Tip: Automate reminders for renewals, random drug testing, and log reviews to prevent last-minute issues.


5. Vehicle Maintenance Gaps

Poorly maintained vehicles lead to roadside violations and safety hazards. Common infractions include defective brakes, broken lights, and worn tires. The FMCSA provides guidelines on required inspections and maintenance in its Vehicle Maintenance section.

Tip: Build preventive maintenance into your compliance calendar and track all repairs digitally.


6. Overlooking State-Specific Rules

Federal standards often get the most attention, but states with OSHA-approved plans (like California and Oregon) have their own requirements—sometimes more stringent than federal rules. Details can be found on OSHA’s State Plans page.

Tip: If your company operates in multiple states, maintain a compliance matrix that includes both federal and state rules.


7. Rushing Through Training

Training that checks the box but doesn’t stick is a major risk factor. Employees might attend a session, but if the content isn’t engaging or reinforced, the result is poor retention—and preventable incidents.

OSHA emphasizes that training must be effective, not just delivered. See OSHA’s guidance on training requirements.

Tip: Use short, scenario-based modules with knowledge checks to keep engagement high.


8. Misclassifying Incidents

Another common pitfall is over- or under-reporting workplace injuries. Over-reporting can artificially inflate your recordable rates, while under-reporting is a violation in itself.

Learn more about what counts as a recordable incident here.

Tip: Train supervisors on proper classification and review logs quarterly.


9. Weak Hazard Communication

Failing to clearly communicate chemical hazards is one of OSHA’s most cited violations. Employers must ensure all hazardous chemicals are labeled and SDSs are accessible to employees.

For detailed requirements, visit OSHA’s Hazard Communication page.

Tip: Keep SDS binders updated and visible, and include hazard reminders in regular safety talks.


10. Lack of Leadership Buy-In

Even the best compliance programs fail without strong leadership support. When production is prioritized over safety or when policies aren’t enforced consistently, compliance gaps grow.

Building a culture of safety starts at the top. OSHA provides useful leadership resources here.

Tip: Involve supervisors in audits and make safety metrics part of leadership performance goals.


Your Action Plan to Avoid Compliance Pitfalls

  • Audit written programs annually

  • Digitize recordkeeping and reminders

  • Enforce PPE use daily

  • Monitor DOT files and HOS compliance

  • Schedule preventive maintenance checks

  • Keep up with state-specific regulations

  • Make training engaging and continuous

  • Review incident logs regularly

  • Improve hazard communication

  • Secure leadership commitment


Bottom line: Most compliance failures happen because of overlooked details—not lack of effort. By building systems that prioritize consistency, you can reduce risk and stay ahead of enforcement.


How Sentry Road can help:
If your organization is looking to close compliance gaps and simplify training, Sentry Road offers practical solutions for avoiding these common pitfalls—and more. Contact us today to learn how.

Tags: Safety Compliance, Workplace Safety, Training Best Practices

Adult Learning at Work: How Adults Learn and Why It Matters

Posted by Kendall Arnold on Jun 10, 2025 10:00:01 AM

In today’s workforce, effective training can make the difference between checking a box and creating meaningful, lasting change. Whether you're focused on safety, compliance, leadership, or onboarding, understanding how adults learn is essential to building programs that stick.

This post explores the foundations of adult learning, how it differs from childhood education, and what that means for training and performance in the workplace.


What Is Adult Learning?

Adult learning refers to how individuals beyond traditional school age acquire new knowledge, skills, behaviors, and perspectives. It’s grounded in the theory of andragogy, introduced by education theorist Malcolm Knowles. Unlike pedagogy—which focuses on teaching children—andragogy emphasizes the unique characteristics and motivations of adult learners.

Knowles’ six core principles of adult learning are:

  1. Self-direction – Adults prefer to take responsibility for their learning journey.

  2. Life experience – Prior knowledge and past experiences shape how they learn.

  3. Goal orientation – Learning is more effective when it’s tied to clear, practical goals.

  4. Relevance – Content needs to be directly applicable to real-world challenges.

  5. Practicality – Learners want to solve real problems, not just absorb theory.

  6. Mutual respect – Adults value being treated as equal contributors during the learning process.

Designing training with these principles in mind improves engagement, retention, and behavior change—making your programs more effective across the board.


Why It Matters in the Workplace

Every employee brings unique experiences, skills, and assumptions to the job. Unlike school settings where everyone starts from the same foundation, workplace learners come with varied backgrounds. A standardized, one-size-fits-all approach often fails to meet those diverse needs.

A strong adult learning strategy does the following:

  • Recognizes what people already know

  • Identifies and fills knowledge gaps

  • Applies learning to real job situations

  • Provides reinforcement over time

When training is relevant, respectful, and interactive, employees are more likely to apply what they've learned, improving both safety and performance outcomes.


Common Training Mistakes—and How to Avoid Them

Even well-meaning training programs can fall flat. Common missteps include:

  • Information overload – Too much material in one session can overwhelm learners.

  • Lecture-only formats – Passive learning doesn’t engage or stick.

  • Lack of follow-up – Without reinforcement, information fades quickly.

  • Overlooking learning styles – Not everyone learns the same way; some people prefer visual aids, others learn best by doing.

Many organizations are shifting toward blended learning, which combines digital, hands-on, and instructor-led components, and microlearning, which breaks content into small, manageable pieces delivered over time.


What the Research Shows

Studies from the fields of adult education and cognitive science consistently support these strategies. Key findings include:

  • Learners retain more when material is connected to real tasks.

  • Active learning—like problem-solving or discussion—is more effective than passive formats.

  • Immediate feedback improves understanding and helps learners correct mistakes before they become habits.

The U.S. Department of Education promotes contextualized learning, which embeds education into job-relevant scenarios. Likewise, resources from NIOSH and SHRM emphasize the value of interactive, applied training in professional environments.


Real-Life Applications of Adult Learning

Applying adult learning theory can transform how your organization approaches training:

  • Onboarding: Instead of lengthy manuals, new employees complete self-paced digital modules followed by hands-on learning alongside experienced team members.

  • Safety Training: A short instructional video is paired with team discussions and real-life case studies to encourage better retention and application.

  • Leadership Development: Rather than formal lectures, employees engage in group workshops, scenario-based learning, and mentorship—all rooted in real challenges they’re likely to face.

These methods empower learners and lead to stronger results across departments.


Best Practices for Workplace Training

Want to make your training programs more effective? Start with these evidence-based practices:

  1. Focus on relevance – Always explain why the content matters.

  2. Include real-world applications – Use scenarios that learners recognize from their work.

  3. Encourage interaction – Group discussions and peer feedback increase engagement.

  4. Create space for mistakes – Learners benefit from low-stakes environments where they can try, fail, and improve.

  5. Use repetition – Reinforce learning with follow-ups like quizzes, check-ins, or coaching sessions.

By focusing on these areas, you can help employees not only understand the material—but apply it with confidence.


Building a Learning Culture

A successful training strategy doesn’t end when the session does. It’s part of a larger organizational culture that values learning and development.

Key elements of a strong learning culture include:

  • Leaders who model learning behaviors

  • Access to resources and time for continuous learning

  • Encouragement of curiosity and feedback

When employees feel supported and see training as valuable—not just mandatory—they’re more likely to engage and grow.


Explore Further

For more research and tools on building effective learning strategies, visit these trusted resources:

These organizations offer frameworks, toolkits, and best practices to help you take your training programs to the next level.


Adult learning is not just a theory—it’s a powerful tool for building a safer, smarter, and more agile workforce. By aligning training strategies with how adults actually learn, your organization can increase engagement, improve knowledge retention, and drive better results.

Sentry Road helps organizations design and deliver training programs rooted in adult learning principles—ensuring your teams are equipped with the knowledge they need from day one and beyond.

Tags: Workplace Safety, Adult Learning, Training Best Practices

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